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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PLATINUM WEALTH PARTNERS

PLATINUM WEALTH PARTNERS, INC., CRD 145507

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:077f4f1e-7fcf-4a1f-1427-de2789243457

Data as of Dec 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2012 to Dec 15, 2017
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $524MItem 5.F on the latest filing (2017-12-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $504M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,400
SEC number: 801-72447
CRD: 145507
Filings on the tape: 46
First filed: Apr 11, 2012
Latest filed: Dec 15, 2017
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
POTTER, DAVID, LEONARD	CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER	E	yes	12/2005	Apr 11, 2012	Dec 15, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$524M	$504M	29	24	n/a	n/a	n/a
2015	Mar 30, 2016	$335M	$332M	29	19	n/a	n/a	n/a
2014	Mar 11, 2015	$394M	$394M	30	20	n/a	n/a	n/a
2013	Mar 27, 2014	$208M	$208M	20	16	n/a	n/a	n/a
2012	Apr 1, 2013	$208M	$208M	20	16	n/a	n/a	n/a
2011	Apr 11, 2012	$140M	$140M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$524M	$335M	56.3%	$208M	36.0%	28	29	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MUTUAL ADVISORS, LLC	4	Jan 10, 2018	Jan 9, 2018	TAMPA, FL	Firm absorbed	Other	50.0%
Wellfull	2	Dec 31, 2017	Dec 6, 2017	TAMPA, FL	Team lift out	Other	14.3%
CAPITALROCK FINANCIAL, LLC	2	Dec 11, 2017	Jul 31, 2018	TAMPA, FL	Team lift out	Other	12.5%
Wellfull	3	Nov 13, 2017	Sep 7, 2017	TAMPA, FL	Team lift out	Other	15.0%
INTEGRA CAPITAL ADVISORS	4	Jul 31, 2017	Aug 23, 2017	TAMPA, FL	Team lift out	Other	18.2%
VINTAGE WEST CAPITAL MANAGEMENT	2	Apr 1, 2016	Apr 19, 2016	TAMPA, FL	Team lift out	Other	20.0%
DANIEL WEALTH ADVISORS	2	Nov 19, 2015	Sep 23, 2015	TAMPA, FL	Team lift out	Other	16.7%
J. W. COLE ADVISORS, INC.	2	Feb 13, 2015	Oct 9, 2014	TAMPA, FL	Team lift out	Other	18.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITALROCK INVESTMENTS, LLC	2	Aug 4, 2017	Sep 23, 2016	NAPLES, FL	Team lift out	Other	66.7%
WELLS FARGO ADVISORS	2	May 23, 2017	May 22, 2017	SCRANTON, PA	Team lift out	Other	0.0%
MORGAN STANLEY	3	Jun 30, 2016	Aug 5, 2016	BLUE BELL, PA	Team lift out	Other	0.0%
QUANTITATIVE INVESTMENT DECISIONS LLC	2	Mar 23, 2016	Jun 14, 2016	NAPLES, FL	Team lift out	Other	66.7%

Relationships

Controls (1)

← POTTER, DAVID, LEONARDOwnerCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, ownership code E, individual
Apr 11, 2012 to presentfactForm ADV

Moved with (10)

→ CAPITALROCK FINANCIAL, LLCRegistered adviser2 advisors, team lift out
Dec 11, 2017 to Jul 31, 2018factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviser4 advisors, firm absorbed
Jan 10, 2018 to Jan 9, 2018factForm ADV
→ WELLFULLRegistered adviser2 advisors, team lift out, same day
Dec 31, 2017 to Dec 6, 2017factForm ADV
→ INTEGRA CAPITAL ADVISORSRegistered adviser4 advisors, team lift out, same day
Jul 31, 2017 to Aug 23, 2017factForm ADV
← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out
May 23, 2017 to May 22, 2017factForm ADV
← MORGAN STANLEYRegistered adviser3 advisors, team lift out, same day
Jun 30, 2016 to Aug 5, 2016factForm ADV
← QUANTITATIVE INVESTMENT DECISIONS LLCRegistered adviser2 advisors, team lift out, same day
Mar 23, 2016 to Jun 14, 2016factForm ADV
→ VINTAGE WEST CAPITAL MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Apr 1, 2016 to Apr 19, 2016factForm ADV
→ DANIEL WEALTH ADVISORSRegistered adviser2 advisors, team lift out, same day
Nov 19, 2015 to Sep 23, 2015factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Feb 13, 2015 to Oct 9, 2014factForm ADV

Registered with (37)

← KENNETH K JOBSONAdvisorregistration: previous registration
Jan 10, 2017 to Mar 28, 2018factForm ADV
← DALE JOSEPH BOETTCHERAdvisorregistration: previous registration
Oct 6, 2017 to Mar 12, 2018factForm ADV
← DAVID A GULACSYAdvisorregistration: previous registration
Dec 16, 2016 to Jan 26, 2018factForm ADV
← MARK DOUGLAS HERMANAdvisorregistration: previous registration
Aug 21, 2017 to Jan 11, 2018factForm ADV
← DOUGLAS MICHAEL SHEAHANAdvisorregistration: previous registration
Oct 20, 2016 to Jan 11, 2018factForm ADV
← DAVID REILLY HENDERSONAdvisorregistration: previous registration
Mar 13, 2012 to Jan 11, 2018factForm ADV
← ROBERT LOMAX DOBBSAdvisorregistration: previous registration
Mar 3, 2011 to Jan 10, 2018factForm ADV
← ALEXANDER JAMES CROSSAdvisorregistration: previous registration
Mar 14, 2012 to Jan 10, 2018factForm ADV
← JENNIFER GALE MORALESAdvisorregistration: previous registration
Mar 30, 2017 to Jan 8, 2018factForm ADV
← ALAN EDWARD ROSENFIELDAdvisorregistration: previous registration
Feb 9, 2017 to Dec 31, 2017factForm ADV
← THOMAS FRANCES ALESSIAdvisorregistration: previous registration
Sep 8, 2011 to Dec 31, 2017factForm ADV
← SANDRA JEAN GALDIERI KOSIBAAdvisorregistration: previous registration
May 19, 2017 to Dec 31, 2017factForm ADV
← JOHN MARTIN PADILLAAdvisorregistration: previous registration
Nov 13, 2015 to Dec 31, 2017factForm ADV
← TRACY AARON ZULLOAdvisorregistration: previous registration
May 22, 2017 to Dec 31, 2017factForm ADV
← Ryan Allen FrankelAdvisorregistration: previous registration
Apr 20, 2017 to Dec 12, 2017factForm ADV
← JENEE C PETERSAdvisorregistration: previous registration
Jun 3, 2016 to Dec 11, 2017factForm ADV
← WILLIAM JOHN ROTHAdvisorregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
← ROSE ALYSSA BERNARDOAdvisorregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
← NICHOLAS ANTHONY BERNARDOAdvisorregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
← ANTHONY BERNARDO JRAdvisorregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
← John Michael HinksonAdvisorregistration: previous registration
Aug 11, 2016 to Jul 31, 2017factForm ADV
← ROBERT WILLIAM FRAILEYAdvisorregistration: previous registration
Sep 23, 2016 to Jul 31, 2017factForm ADV
← Charles Bradley CampbellAdvisorregistration: previous registration
Jun 14, 2016 to Jul 31, 2017factForm ADV
← JOHN JOSEPH CAMPBELLAdvisorregistration: previous registration
Jun 14, 2016 to Jul 31, 2017factForm ADV
← Randall Scott KarlAdvisorregistration: previous registration
Oct 15, 2015 to Mar 27, 2017factForm ADV
← TROY M MAILLOUXAdvisorregistration: previous registration
Jun 10, 2016 to Nov 2, 2016factForm ADV
← NICHOLAS EDWARD DAYAdvisorregistration: previous registration
Jun 7, 2016 to Aug 29, 2016factForm ADV
← DAVID RICHARD HOFERAdvisorregistration: previous registration
Oct 22, 2015 to Apr 12, 2016factForm ADV
← BARRY SCOTT GREENAdvisorregistration: previous registration
Feb 8, 2012 to Apr 1, 2016factForm ADV
← CURTIS SCOTT BURNSAdvisorregistration: previous registration
Oct 11, 2013 to Apr 1, 2016factForm ADV
and 7 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:077f4f1e-7fcf-4a1f-1427-de2789243457
First observed: Apr 11, 2012
Last observed: Dec 15, 2017 106 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLATINUM WEALTH PARTNERS

PLATINUM WEALTH PARTNERS, INC., CRD 145507

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:077f4f1e-7fcf-4a1f-1427-de2789243457

Data as of Dec 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

POTTER, DAVID, LEONARD

CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER

yes

12/2005

Apr 11, 2012

Dec 15, 2017

City

State

Country

Employees

Also broker-dealer

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$524M

$504M

n/a

2015

Mar 30, 2016

$335M

$332M

n/a

2014

Mar 11, 2015

$394M

n/a

2013

Mar 27, 2014

$208M

n/a

2012

Apr 1, 2013

$208M

n/a

2011

Apr 11, 2012

$140M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$524M

$335M

56.3%

$208M

36.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MUTUAL ADVISORS, LLC

Jan 10, 2018

Jan 9, 2018

TAMPA, FL

Firm absorbed

Other

50.0%

Wellfull

Dec 31, 2017

Dec 6, 2017

TAMPA, FL

Team lift out

Other

14.3%

CAPITALROCK FINANCIAL, LLC

Dec 11, 2017

Jul 31, 2018

TAMPA, FL

Team lift out

Other

12.5%

Wellfull

Nov 13, 2017

Sep 7, 2017

TAMPA, FL

Team lift out

Other

15.0%

INTEGRA CAPITAL ADVISORS

Jul 31, 2017

Aug 23, 2017

TAMPA, FL

Team lift out

Other

18.2%

VINTAGE WEST CAPITAL MANAGEMENT

Apr 1, 2016

Apr 19, 2016

TAMPA, FL

Team lift out

Other

20.0%

DANIEL WEALTH ADVISORS

Nov 19, 2015

Sep 23, 2015

TAMPA, FL

Team lift out

Other

16.7%

J. W. COLE ADVISORS, INC.

Feb 13, 2015

Oct 9, 2014

TAMPA, FL

Team lift out

Other

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITALROCK INVESTMENTS, LLC

Aug 4, 2017

Sep 23, 2016

NAPLES, FL

Team lift out

Other

66.7%

WELLS FARGO ADVISORS

May 23, 2017

May 22, 2017

SCRANTON, PA

Team lift out

Other

0.0%

MORGAN STANLEY

Jun 30, 2016

Aug 5, 2016

BLUE BELL, PA

Team lift out

Other

0.0%

QUANTITATIVE INVESTMENT DECISIONS LLC

Mar 23, 2016

Jun 14, 2016

NAPLES, FL

Team lift out

Other

66.7%