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RIA / WealthAdvisor22 years in industry

ROBERT BARRON LEWIS

Advisor at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Boca Raton, FL | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:b40f7fb7-9298-a628-965e-603404116ed8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 25, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 7
Exams: S66
First exam: May 17, 2004
First registration: May 25, 2004
Dual registered: no
Other names: ROBERT B LEWIS|ROBERT B. LEWIS
IAPD individual key: 4772376

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Jul 1, 2021	n/a	yes	LOS ANGELES, CA\|Boca Raton, FL	Current employment
CAPITAL BANK AND TRUST COMPANY	Asset manager	Jan 19, 2016	Jul 1, 2021	no	Boca Raton, FL\|Boca Raton, FL	Previous registration
CAPITAL GUARDIAN TRUST COMPANY	Former SEC adviser	Jul 1, 2009	Jan 19, 2016	no	PALM BEACH, FL\|BOCA RATON, FL	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	May 25, 2004	May 6, 2009	no	WEST PALM BEACH, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL BANK AND TRUST COMPANY	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Jul 1, 2021	Jul 1, 2021	0	Bulk transfer	RIA to new firm
CAPITAL GUARDIAN TRUST COMPANY	CAPITAL BANK AND TRUST COMPANY	Jan 19, 2016	Jan 19, 2016	0	Bulk transfer	Other
ALLIANCEBERNSTEIN L.P.	CAPITAL GUARDIAN TRUST COMPANY	May 6, 2009	Jul 1, 2009	56	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserregistration: previous registration
Jan 19, 2016 to Jul 1, 2021factForm ADV
→ CAPITAL GUARDIAN TRUST COMPANYRegistered adviserregistration: previous registration
Jul 1, 2009 to Jan 19, 2016factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
May 25, 2004 to May 6, 2009factForm ADV

Dated events

No dated event names this entity yet.