RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••• L••••
- C•••••• G•••• P•••••• C••••• S•••••••• I••• independent RIA currentsince Jul 1, 2021 · Los Angeles, Ca
- C•••••• B••• A•• T•••• C•••••• asset managerJan 19, 2016 to Jul 1, 2021 · Boca Raton, Fl
- C•••••• G••••••• T•••• C•••••• formerJul 1, 2009 to Jan 19, 2016 · Palm Beach, Fl
- A••••••••• L••• otherMay 25, 2004 to May 6, 2009 · West Palm Beach, Fl
- C•••••• B••• A•• T•••• C•••••• to C•••••• G•••• P•••••• C••••• S•••••••• I•••left Jul 1, 2021, registered Jul 1, 2021 (0 days) · corporate re-registration, not a move
- C•••••• G••••••• T•••• C•••••• to C•••••• B••• A•• T•••• C••••••left Jan 19, 2016, registered Jan 19, 2016 (0 days) · corporate re-registration, not a move
- A••••••••• L••• to C•••••• G••••••• T•••• C••••••left May 6, 2009, registered Jul 1, 2009 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address