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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Eric Anthony Rollins

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Las Vegas, NV

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Search this name across graphsid dfx:ria:b414acd5-eefa-d145-e8fc-43a158731f90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 30, 2013
First registration: Apr 1, 2013
Dual registered: yes, broker-dealer
Other names: Eric Anthony Rollins|Eric A Rollins
IAPD individual key: 6159952

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 12, 2025	n/a	yes	Las Vegas, NV	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 5, 2021	Jun 5, 2025	no	Henderson, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|HENDERSON, NV\|HENDERSON, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|Henderson, NV\|HENDERSON, NV\|HENDERSON, NV\|Las Vegas, NV\|HENDERSON, NV	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Apr 22, 2019	Mar 24, 2021	no	Las Vegas, NV	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Apr 19, 2018	Jan 10, 2019	no	Las Vegas, NV\|FORT WORTH, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Dec 1, 2017	no	LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 22, 2014	Mar 25, 2017	no	LAS VEGAS, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 1, 2013	May 6, 2014	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Jun 5, 2025	Nov 12, 2025	160	Firm change	Wirehouse to ibd
W&S BROKERAGE SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Mar 24, 2021	May 5, 2021	42	Firm change	Ibd to wirehouse
FIRST COMMAND ADVISORY SERVICES	W&S BROKERAGE SERVICES, INC.	Jan 10, 2019	Apr 22, 2019	102	Firm change	Ibd to new firm
MML INVESTORS SERVICES, LLC	FIRST COMMAND ADVISORY SERVICES	Dec 1, 2017	Apr 19, 2018	139	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	May 6, 2014	Oct 22, 2014	169	Firm change	Other

Relationships

Registered with (7)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 5, 2021 to Jun 5, 2025factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 22, 2019 to Mar 24, 2021factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 19, 2018 to Jan 10, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Dec 1, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 22, 2014 to Mar 25, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 1, 2013 to May 6, 2014factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
Eric Anthony Rollins left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2025-11-12)
Form ADVobserved 4 days ago