DFX Intelligence

A•••• F•••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

A•••• F•••• A•••••••

A•••• F•••• A•••••••, LLC, CRD 226613

BALTIMORE, MD

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Search this name across graphsid dfx:ria:b416a7f8-18d6-c715-4bf0-a9ee578fd197

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2015 to Mar 27, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 20
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• D••••••••• E••••• F•••• I•••	MEMBER AND MANAGING MEMBER	E	yes	04/2015	Sep 18, 2015	Mar 28, 2024
K••••• J••••• F••••	CHIEF COMPLIANCE OFFICER	Na	no	07/2018	Mar 29, 2019	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• D••••••••• E••••• F•••• I•••	n/a	Asset manager	$3.0B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PALM BEACH GARDENS	FL	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	20	20	1	1

Relationships

Affiliated with (2)

→ A•••• D••••••••• E••••• F•••• I•••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← A•••• D••••••••• E••••• F•••• I•••Registered adviserother investment adviser, control, common control
factForm ADV

Owns (1)

← K••••• J••••• F••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to Mar 28, 2024factForm ADV

Controls (1)

Dated events

Occurred
Sep 18, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b416a7f8-18d6-c715-4bf0-a9ee578fd197
First observed: Sep 18, 2015
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.