DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

A•••• F•••• A•••••••

No RAUM reportedBaltimore, MarylandCRD 226613SEC 801-106700IAPD
Legal name A•••• F•••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Sep 18, 2015 · 15 filings
SEC status approved since Sep 24, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2026
Mar 22, 2016$55.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 22, 20160 then
Employees (5.A)20 as of Mar 27, 2026
Mar 22, 201615 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• J••••• F•••• · Chief Compliance Officer
        since 07/2018 · owns less than 5%
      Entity owners
      • A•••• D••••••••• E••••• F•••• I••• · Member And Managing Member
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list A•••• F•••• A••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Palm Beach Gardens, FL4 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 11 to 10
        Mar 31, 2025 to Mar 27, 2026
      • Accounts · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 21 to 20
        Mar 30, 2023 to Mar 27, 2024
      • Advisory employees · 10 to 11
        Mar 31, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 1.0 to unset
        Mar 31, 2022 to Mar 30, 2023
      • Employees · 20 to 21
        Mar 31, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · 0.0 to unset
        Mar 31, 2022 to Mar 30, 2023
      • Employees · 21 to 20
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 1.0 to unset
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · 61721463.0 to unset
        Mar 29, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · 0.0 to unset
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $61.7M to $0
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · 61721463.0 to unset
        Mar 29, 2019 to Mar 30, 2020
      • Employees · 22 to 21
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $96.1M to $61.7M
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $96.1M to $61.7M
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $96.1M to $61.7M
        Mar 29, 2018 to Mar 29, 2019
      • Advisory employees · 9 to 10
        Mar 28, 2017 to Mar 29, 2018
      • Advisory activities · 2 to 1
        Mar 28, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 28, 2017 to Mar 29, 2018
      • Employees · 15 to 22
        Mar 28, 2017 to Mar 29, 2018
      • Other offices · unset to 1.0
        Mar 28, 2017 to Mar 29, 2018
      • Discretionary RAUM · $134M to $96.1M
        Mar 28, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 96050355.0
        Mar 28, 2017 to Mar 29, 2018
      • RAUM · $134M to $96.1M
        Mar 28, 2017 to Mar 29, 2018
      • Discretionary RAUM · $50.2M to $134M
        Sep 23, 2016 to Mar 28, 2017
      • RAUM · $50.2M to $134M
        Sep 23, 2016 to Mar 28, 2017
      • Discretionary RAUM · $0 to $50.2M
        Mar 22, 2016 to Sep 23, 2016
      • Non-discretionary RAUM · $55.0M to $0
        Mar 22, 2016 to Sep 23, 2016
      • RAUM · $55.0M to $50.2M
        Mar 22, 2016 to Sep 23, 2016
      • Accounts · 0 to 1
        Sep 23, 2015 to Mar 22, 2016
      • Non-discretionary RAUM · $0 to $55.0M
        Sep 23, 2015 to Mar 22, 2016
      • RAUM · $0 to $55.0M
        Sep 23, 2015 to Mar 22, 2016
      Signals
      1 dated events
      • A•••• F•••• A••••••• filed its initial SEC registration (Form ADV)
        Sep 18, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      410-752-5900reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026