DFX Intelligence

K•••••• G•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

K•••••• G•••• C•••

Advisor at L••••• T•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:b41986cd-4a8c-7721-46f1-219f13f45087

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 1, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• T•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 25derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S••••• H•••••••• L••	Independent wealth	Aug 24, 2026	n/a	yes	KING OF PRUSSIA, PA\|Alameda, CA	Current employment
L••••• T•••••• L••	Independent wealth	Aug 14, 2001	n/a	yes	Alameda, CA\|PEBBLE BEACH, CA	Current employment

Relationships

Registered with (2)

→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ L••••• T•••••• L••Registered adviserregistration: current employment
Aug 14, 2001 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b41986cd-4a8c-7721-46f1-219f13f45087
First observed: Nov 1, 1996
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.