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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD 300139

KING OF PRUSSIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64257dc0-0d7b-6da1-4ed8-a3db90e231d0

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 10
On other graphs: 0
Observed: May 7, 2019 to Mar 6, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=30.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 41
RAUM per advisor: $44.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 37
Advisory employees: 37
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 2,648
Individual clients: 1,541
High net worth clients: 1,080
SEC number: 801-116750
CIK: 1994569
CRD: 300139
Filings on the tape: 30
First filed: May 7, 2019
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 40

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JORDAN CHRISTIAN NORLEY	n/a	KING OF PRUSSIA, PA	15	22	3	yes
MARK G COMYNS	n/a	KING OF PRUSSIA, PA \| BERWYN, PA	14	43	4	yes
SHANE PATRICK SMITH	Certified Financial Planner\|Chartered Financial Consultant	KING OF PRUSSIA, PA \| St. Petersburg, FL \| PETERSBURG, FL \| POTTSTOWN, PA	12	22	2	yes
ERIC JUSTIN LONG	Certified Financial Planner	KING OF PRUSSIA, PA	9	22	3	yes
DOUGLAS JOHN SWEENEY	n/a	KING OF PRUSSIA, PA	7	29	4	yes
STEPHEN MATTHEW SCHLICHTER	n/a	Pensacola, FL \| KING OF PRUSSIA, PA	6	41	3	yes
BRIAN D PLATT	Certified Financial Planner	KING OF PRUSSIA, PA	6	36	4	yes
MICHAEL ANDREW SLATTERY	n/a	KING OF PRUSSIA, PA	6	32	1	yes
Mark Ailer McMahon	n/a	KING OF PRUSSIA, PA	6	29	4	yes
ERIK CLIFFORD LINDHOLM	n/a	KING OF PRUSSIA, PA	6	30	4	yes
JOHN ROBERT DELP	n/a	KING OF PRUSSIA, PA	6	30	2	yes
JESSE LEVY	n/a	KING OF PRUSSIA, PA	6	15	3	yes
CHRISTOPHER GEORGE GROEBER	Certified Financial Planner	KING OF PRUSSIA, PA	6	22	2	yes
Brenton Friden Stransky	Certified Financial Planner	KING OF PRUSSIA, PA \| Carlsbad, CA	6	21	5	yes
DANIEL J MORSE	n/a	Cherry Hill, NJ \| KING OF PRUSSIA, PA \| CHERRY HILL, NJ	6	19	3	yes
BLAISE JAMES MILANEK	n/a	KING OF PRUSSIA, PA	6	31	2	yes
RICHARD JOSEPH CATANESE	n/a	KING OF PRUSSIA, PA	6	26	2	yes
THOMAS JOSEPH MCHUGH	n/a	KING OF PRUSSIA, PA	6	17	2	no
MONICA ANNE PEDANO	n/a	KING OF PRUSSIA, PA	6	32	1	yes
DANIEL MARTIN AGOGLIA	n/a	KING OF PRUSSIA, PA	6	28	1	yes
MEG RYAN	n/a	KING OF PRUSSIA, PA	6	20	3	yes
JOSEPH BLACK ELLIOTT	Certified Financial Planner	KING OF PRUSSIA, PA	6	30	3	no
Zachary Scott Mineur	Chartered Financial Analyst	KING OF PRUSSIA, PA	6	11	2	no
ANDREW W OMALLEY	Certified Financial Planner	KING OF PRUSSIA, PA	6	29	2	yes
BENJAMIN MORRIS AUSLANDER	n/a	KING OF PRUSSIA, PA	5	32	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Burns, Kaleb, Matthew	CHIEF COMPLIANCE OFFICER	Na	yes	06/2022	Mar 6, 2026	Mar 6, 2026
ELLIOTT, JOSEPH, BLACK	MANAGING MEMBER	E	yes	11/2017	Mar 6, 2026	Mar 6, 2026
Mineur, Zachary, Scott	CHIEF INVESTMENT OFFICER	Na	yes	01/2020	Mar 6, 2026	Mar 6, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Carlsbad	CA	United States	1	yes
Duck	Nc	United States	1	yes
CHERRY HILL	Nj	United States	1	yes
FORT WORTH	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$1.8B	$1.8B	37	37	13	n/a	n/a
2024	Mar 31, 2025	$1.5B	$1.5B	37	37	10	n/a	n/a
2023	Mar 29, 2024	$1.1B	$1.1B	40	40	7	n/a	n/a
2022	Mar 13, 2023	$926M	$926M	41	41	6	n/a	n/a
2021	Mar 31, 2022	$991M	$991M	36	34	4	n/a	n/a
2020	Mar 23, 2021	$687M	$687M	39	29	4	n/a	n/a
2019	Feb 3, 2020	$544M	$544M	37	37	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	6	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.5B	23.3%	$926M	25.6%	37	37	13	10

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH PLANNING GROUP	2	Dec 31, 2025	Dec 23, 2025	BALTIMORE, MD	Team lift out	RIA to RIA	50.0%
PRIVATE ADVISOR GROUP, LLC	17	Jan 14, 2020	Jan 17, 2020	MORRISTOWN, NJ	Team lift out	RIA to new firm	3.4%
PRIVATE ADVISOR GROUP, LLC	2	Jan 14, 2020	Jan 17, 2020	KING OF PRUSSIA, PA	Team lift out	RIA to new firm	0.4%

Relationships

Registered with (43)

← KENNETH GRANT CALAAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← Michael S NickersonAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← NORMAN STANLEY BATANSKYAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← DALE BRIAN FOARDAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← MICHAEL BRIAN BURCHELLAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← STEVEN TED EPSTEINAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← EUGENE JOSEPH MULVANEYAdvisorregistration: current employment
Dec 12, 2024 to presentfactForm ADV
← Adam Jason ScherzerAdvisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← CHRISTOPHER BARTLEY LUNDMARKAdvisorregistration: current employment
Aug 6, 2024 to presentfactForm ADV
← MATTHEW RYAN REESEAdvisorregistration: current employment
Oct 30, 2023 to presentfactForm ADV
← TIMOTHY JOSEPH DORAZIOAdvisorregistration: current employment
Aug 24, 2023 to presentfactForm ADV
← BLAISE WILLING MILANEKAdvisorregistration: current employment
Aug 23, 2022 to presentfactForm ADV
← Kaleb Matthew BurnsAdvisorregistration: current employment
Aug 11, 2022 to presentfactForm ADV
← DANIEL B GEEHANAdvisorregistration: current employment
Apr 7, 2022 to presentfactForm ADV
← CHRISTINE DIANE MCEWANAdvisorregistration: current employment
Jul 7, 2021 to presentfactForm ADV
← JOHN J GRIMLEYAdvisorregistration: current employment
Jun 24, 2021 to presentfactForm ADV
← BENJAMIN MORRIS AUSLANDERAdvisorregistration: current employment
Mar 23, 2021 to presentfactForm ADV
← ANDREW W OMALLEYAdvisorregistration: current employment
Jul 27, 2020 to presentfactForm ADV
← JOSEPH BLACK ELLIOTTAdvisorregistration: previous registration
Jul 2, 2019 to Jul 15, 2019factForm ADV
← Zachary Scott MineurAdvisorregistration: previous registration
Oct 28, 2019 to Nov 1, 2019factForm ADV
← MARK G COMYNSAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← THOMAS JOSEPH MCHUGHAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← MONICA ANNE PEDANOAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← DANIEL MARTIN AGOGLIAAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← MEG RYANAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
← RICHARD JOSEPH CATANESEAdvisorregistration: current employment
Jan 16, 2020 to presentfactForm ADV
← JORDAN CHRISTIAN NORLEYAdvisorregistration: current employment
Jan 16, 2020 to presentfactForm ADV
← BLAISE JAMES MILANEKAdvisorregistration: previous registration
Oct 25, 2019 to Nov 1, 2019factForm ADV
← STEPHEN MATTHEW SCHLICHTERAdvisorregistration: current employment
Jan 13, 2020 to presentfactForm ADV
← BRIAN D PLATTAdvisorregistration: current employment
Jan 13, 2020 to presentfactForm ADV
and 13 more

Moved with (2)

← WEALTH PLANNING GROUPRegistered adviser2 advisors, team lift out, same day
Dec 31, 2025 to Dec 23, 2025factForm ADV
← PRIVATE ADVISOR GROUP, LLCRegistered adviser17 advisors, team lift out, same day
Jan 14, 2020 to Jan 17, 2020factForm ADV

Controls (3)

← ELLIOTT, JOSEPH, BLACKOwnerMANAGING MEMBER, ownership code E, individual
May 7, 2019 to Mar 29, 2024factForm ADV
← Mineur, Zachary, ScottOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 28, 2020 to Mar 29, 2024factForm ADV
← Burns, Kaleb, MatthewOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 14, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
Dec 31, 2025
Team lift-out
2 advisors left Wealth Planning Group (Baltimore, MD) for Independence Square Holdings, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2025
Regulatory AUM changed
Independence Square Holdings, Llc reported RAUM $1.5B, up 30% from $1.1B (2024-03-29 to 2025-03-31)
Form ADVobserved 5 days ago
$341M
Occurred
Jul 14, 2022
Control person left
L Valerie Speare (Chief Compliance Officer) no longer on Schedule A of Independence Square Holdings, Llc (listed 2022-03-31, absent 2022-07-14)
Form ADVobserved 5 days ago
Occurred
Jul 14, 2022
Control person joined
Matthew Kaleb Burns (Chief Compliance Officer) appeared on Schedule A of Independence Square Holdings, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Independence Square Holdings, Llc reported RAUM $991.0M, up 44% from $686.8M (2021-05-06 to 2022-03-31)
Form ADVobserved 5 days ago
$304M
Occurred
Mar 7, 2022
Advisor changed firm
William Patrick Touey left Independence Square Holdings, Llc for Lpl Financial Llc (registered 2022-03-03)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2021
Regulatory AUM changed
Independence Square Holdings, Llc reported RAUM $686.8M, up 26% from $543.7M (2020-12-17 to 2021-03-23)
Form ADVobserved 5 days ago
$143M
Occurred
Mar 23, 2021
Control person joined
L Valerie Speare (Chief Compliance Officer) appeared on Schedule A of Independence Square Holdings, Llc
Form ADVobserved 5 days ago
Occurred
Jan 28, 2020
Control person joined
Scott Zachary Mineur (Chief Investment Officer) appeared on Schedule A of Independence Square Holdings, Llc
Form ADVobserved 5 days ago
Occurred
May 7, 2019
First Form ADV filing
Independence Square Holdings, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64257dc0-0d7b-6da1-4ed8-a3db90e231d0
First observed: May 7, 2019
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD 300139

KING OF PRUSSIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64257dc0-0d7b-6da1-4ed8-a3db90e231d0

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JORDAN CHRISTIAN NORLEY

n/a

KING OF PRUSSIA, PA

yes

MARK G COMYNS

n/a

KING OF PRUSSIA, PA | BERWYN, PA

yes

SHANE PATRICK SMITH

Certified Financial Planner|Chartered Financial Consultant

KING OF PRUSSIA, PA | St. Petersburg, FL | PETERSBURG, FL | POTTSTOWN, PA

yes

ERIC JUSTIN LONG

Certified Financial Planner

KING OF PRUSSIA, PA

yes

DOUGLAS JOHN SWEENEY

n/a

KING OF PRUSSIA, PA

yes

STEPHEN MATTHEW SCHLICHTER

n/a

Pensacola, FL | KING OF PRUSSIA, PA

yes

BRIAN D PLATT

Certified Financial Planner

KING OF PRUSSIA, PA

yes

MICHAEL ANDREW SLATTERY

n/a

KING OF PRUSSIA, PA

yes

Mark Ailer McMahon

n/a

KING OF PRUSSIA, PA

yes

ERIK CLIFFORD LINDHOLM

n/a

KING OF PRUSSIA, PA

yes

JOHN ROBERT DELP

n/a

KING OF PRUSSIA, PA

yes

JESSE LEVY

n/a

KING OF PRUSSIA, PA

yes

CHRISTOPHER GEORGE GROEBER

Certified Financial Planner

KING OF PRUSSIA, PA

yes

Brenton Friden Stransky

Certified Financial Planner

KING OF PRUSSIA, PA | Carlsbad, CA

yes

DANIEL J MORSE

n/a

Cherry Hill, NJ | KING OF PRUSSIA, PA | CHERRY HILL, NJ

yes

BLAISE JAMES MILANEK

n/a

KING OF PRUSSIA, PA

yes

RICHARD JOSEPH CATANESE

n/a

KING OF PRUSSIA, PA

yes

THOMAS JOSEPH MCHUGH

n/a

KING OF PRUSSIA, PA

MONICA ANNE PEDANO

n/a

KING OF PRUSSIA, PA

yes

DANIEL MARTIN AGOGLIA

n/a

KING OF PRUSSIA, PA

yes

MEG RYAN

n/a

KING OF PRUSSIA, PA

yes

JOSEPH BLACK ELLIOTT

Certified Financial Planner

KING OF PRUSSIA, PA

Zachary Scott Mineur

Chartered Financial Analyst

KING OF PRUSSIA, PA

ANDREW W OMALLEY

Certified Financial Planner

KING OF PRUSSIA, PA

yes

BENJAMIN MORRIS AUSLANDER

n/a

KING OF PRUSSIA, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Burns, Kaleb, Matthew

CHIEF COMPLIANCE OFFICER

yes

06/2022

Mar 6, 2026

ELLIOTT, JOSEPH, BLACK

MANAGING MEMBER

yes

11/2017

Mar 6, 2026

Mineur, Zachary, Scott

CHIEF INVESTMENT OFFICER

yes

01/2020

Mar 6, 2026

City

State

Country

Employees

Also broker-dealer

Carlsbad

United States

yes

Duck

United States

yes

CHERRY HILL

United States

yes

FORT WORTH

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$1.8B

n/a

2024

Mar 31, 2025

$1.5B

n/a

2023

Mar 29, 2024

$1.1B

n/a

2022

Mar 13, 2023

$926M

n/a

2021

Mar 31, 2022

$991M

n/a

2020

Mar 23, 2021

$687M

n/a

2019

Feb 3, 2020

$544M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.8B

$1.5B

23.3%

$926M

25.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH PLANNING GROUP

Dec 31, 2025

Dec 23, 2025

BALTIMORE, MD

Team lift out

RIA to RIA

50.0%

PRIVATE ADVISOR GROUP, LLC

Jan 14, 2020

Jan 17, 2020

MORRISTOWN, NJ

Team lift out

RIA to new firm

3.4%

PRIVATE ADVISOR GROUP, LLC

Jan 14, 2020

Jan 17, 2020

KING OF PRUSSIA, PA

Team lift out

RIA to new firm

0.4%