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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Bradley Schwartz

Advisor at TRUIST ADVISORY SERVICES, INC.

PORT ORANGE, FL

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Search this name across graphsid dfx:ria:b426cfbf-88a4-48ad-acc4-948087e0f659

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 16, 2010
First registration: Jan 5, 2016
Dual registered: yes, broker-dealer
Other names: BRAD SCHWARTZ|BRADLEY P SCHWARTZ|Bradley Schwartz|Bradley Paul Schwartz
IAPD individual key: 5844607

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Apr 16, 2025	n/a	yes	PORT ORANGE, FL	Current employment
EDWARD JONES	National bd RIA	Apr 22, 2024	Apr 2, 2025	no	DAYTONA BEACH, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 20, 2019	Apr 22, 2024	no	PORT ORANGE, FL\|ORMOND BEACH, FL\|DAYTONA BEACH, FL	Previous registration
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC	Independent wealth	Nov 28, 2018	Feb 4, 2019	no	DAYTONA BEACH, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 14, 2017	Nov 20, 2018	no	ORANGE CITY, FL\|DELAND, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 31, 2016	Dec 13, 2017	no	OVIEDO, FL\|DAYTONA BEACH, FL\|ORMOND BEACH, FL\|ORMOND BEACH, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 5, 2016	Oct 11, 2016	no	NEW SMYRNA BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	TRUIST ADVISORY SERVICES, INC.	Apr 2, 2025	Apr 16, 2025	14	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Apr 22, 2024	Apr 22, 2024	0	Firm change	Wirehouse to ibd
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 4, 2019	Feb 20, 2019	16	Firm change	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC	Nov 20, 2018	Nov 28, 2018	8	Firm change	Wirehouse to RIA
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 13, 2017	Dec 14, 2017	1	Firm change	Ibd to wirehouse
CETERA INVESTMENT ADVISERS LLC	PNC WEALTH MANAGEMENT	Oct 11, 2016	Oct 31, 2016	20	Firm change	Other

Relationships

Registered with (6)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 22, 2024 to Apr 2, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 20, 2019 to Apr 22, 2024factForm ADV
→ KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 28, 2018 to Feb 4, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 31, 2016 to Dec 13, 2017factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 5, 2016 to Oct 11, 2016factForm ADV

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
Bradley Schwartz left Edward Jones for Truist Advisory Services, Inc. (registered 2025-04-16)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2024
Advisor changed firm
Bradley Schwartz left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2024-04-22)
Form ADVobserved 6 days ago