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RIA / WealthAdvisor36 years in industry

LAWRENCE HOWARD LEVY

Advisor at IKE CAPITAL, LLC

Boca Raton, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:b42bb8fe-2f69-da2f-c6e5-ea7d4bee23e5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 3, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IKE CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 27, 1989
First registration: Mar 3, 1995
Dual registered: no
IAPD individual key: 1210556

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IKE CAPITAL, LLC	Independent wealth	Sep 6, 2021	n/a	yes	Boca Raton, FL\|NEW YORK, NY	Current employment
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Jan 23, 2015	Sep 16, 2016	no	New York, NY	Previous registration
IKE CAPITAL, LLC	Independent wealth	May 6, 2008	Dec 2, 2010	no	NEW YORK, NY	Previous registration
DOMINICK & DOMINICK LLC	Former SEC adviser	Mar 17, 2006	Jan 28, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	Sep 21, 2004	no	NEW YORK, NY	Previous registration
PERSHING LLC	n/a	Mar 3, 1995	Jan 17, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B RILEY WEALTH MANAGEMENT	IKE CAPITAL, LLC	Sep 16, 2016	Sep 6, 2021	1,816	Firm change after gap	Other
DOMINICK & DOMINICK LLC	IKE CAPITAL, LLC	Jan 28, 2015	May 6, 2008	-2,458	Firm change after gap	Other
IKE CAPITAL, LLC	B RILEY WEALTH MANAGEMENT	Dec 2, 2010	Jan 23, 2015	1,513	Firm change after gap	Other
CREDIT SUISSE SECURITIES (USA) LLC	DOMINICK & DOMINICK LLC	Sep 21, 2004	Mar 17, 2006	542	Firm change after gap	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ IKE CAPITAL, LLCRegistered adviserregistration: previous registration
May 6, 2008 to Dec 2, 2010factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 23, 2015 to Sep 16, 2016factForm ADV
→ DOMINICK & DOMINICK LLCRegistered adviserregistration: previous registration
Mar 17, 2006 to Jan 28, 2015factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jan 17, 2003 to Sep 21, 2004factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Mar 3, 1995 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.