DFX Intelligence

T•••••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

T•••••• T••••• D••••

Advisor at T•••• C•••••• M••••••••• I•••

SAN DIEGO, CA | Mission Viejo, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• M••••••••• I•••	Independent wealth	Jan 21, 2026	n/a	yes	SAN DIEGO, CA\|Mission Viejo, CA	Current employment
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Oct 10, 2025	Jan 15, 2026	no	WOODBURY, NY\|Irvine, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••••• A••••••• S•••••••	T•••• C•••••• M••••••••• I•••	Jan 15, 2026	Jan 21, 2026	6	Firm change	Ibd to RIA
S•••• W••••• M••••••••• L••	V••••••••• A••••••• S•••••••	Oct 31, 2025	Oct 10, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
113908:116537:VA:2025-10-31	Oct 31, 2025	Oct 10, 2025	MCLEAN, VA	Firm change

Relationships

Registered with (3)

→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ V••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 10, 2025 to Jan 15, 2026factForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 25, 2014 to Oct 31, 2025factForm ADV

Dated events

Order

Occurred
15 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Oct 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 25, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.