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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DOUGLAS PRICE HIMEL

Advisor at MORGAN STANLEY

Alpharetta, GA

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Search this name across graphsid dfx:ria:b43c2ddf-e9f1-f625-3dac-93d78e6ef922

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 17, 2000
First registration: Jan 23, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4131498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	Alpharetta, GA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 21, 2019	Sep 5, 2023	no	ARLINGTON, VA\|Alpharetta, GA\|Alpharetta, GA	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Apr 26, 2019	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 15, 2010	Jan 8, 2018	no	TAMPA, FL\|SUWANEE, GA	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jan 23, 2006	Aug 11, 2009	no	TAMPA, FL\|COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
USAA INVESTMENT SERVICES COMPANY	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 26, 2019	May 21, 2019	25	Firm change	Ibd to RIA
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Aug 11, 2009	Oct 15, 2010	430	Firm change after gap	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 21, 2019 to Sep 5, 2023factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Apr 26, 2019factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 15, 2010 to Jan 8, 2018factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 23, 2006 to Aug 11, 2009factForm ADV

Dated events

No dated event names this entity yet.