This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THRIVENT INVESTMENT MANAGEMENT INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 16, 2024

First registration

Sep 19, 2024

Dual registered

yes, broker-dealer

Other names

Angel A Roman|Angel Anthony Roman

IAPD individual key

7845292

• Occurred

  Mar 4, 2026
  Advisor changed firm

  Angel Roman left State Farm Investment Management Corp. for Thrivent Investment Management Inc. (registered 2026-03-06)

  Form ADVobserved 5 days ago
• Occurred

  Dec 12, 2024
  Advisor changed firm

  Angel Roman left Northwestern Mutual Investment Services,Llc for State Farm Investment Management Corp. (registered 2025-03-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b44a4cd3-a77e-d41f-906f-343d653b8101

First observed

Sep 19, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.