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Advisor at B. RILEY WEALTH ADVISORS, INC.
ESTERO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Apr 23, 2013 | n/a | yes | ESTERO, FL | Current employment |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Dec 2, 2011 | Apr 9, 2013 | no | MORRISTOWN, NJ | Previous registration |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 9, 2010 | Oct 18, 2011 | no | MORRISTOWN, NJ|MORRISTOWN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 3, 2006 | Jan 26, 2010 | no | SHORT HILLS, NJ|EAST BRUNSWICK, NJ|EAST BRUNSWICK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Apr 9, 2013 | Apr 23, 2013 | 14 | Firm change | Other |
| B. RILEY WEALTH ADVISORS, INC. | B RILEY WEALTH MANAGEMENT | Oct 18, 2011 | Dec 2, 2011 | 45 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | B. RILEY WEALTH ADVISORS, INC. | Jan 26, 2010 | Mar 9, 2010 | 42 | Firm change | Other |