This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KORNITZER CAPITAL MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 16, 1991earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

21derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S65|S63

First exam

Dec 16, 1991

First registration

Feb 18, 1992

Dual registered

no

Other names

JOHN ALAN SHEPLEY

IAPD individual key

2196550

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b44e5207-3575-92b5-e7f8-5815ab99de76

First observed

Feb 18, 1992

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.