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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD 104511

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b97946e-e927-7dc0-29e3-49badbfe5691

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2011 to Apr 28, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $272Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5,631
Individual clients: 4,104
High net worth clients: 1,333
SEC number: 801-42549
CIK: 1444127
CRD: 104511
Filings on the tape: 19
First filed: Nov 15, 2011
Latest filed: Apr 28, 2026
Organised: Limited Liability Company, OK
Website: tjim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD HOWORTH PARRY	Chartered Financial Analyst	OKLAHOMA CITY, OK	33	34	n/a	no
DOUGLAS ALAN HAWS	Chartered Financial Analyst	OKLAHOMA CITY, OK	29	31	n/a	no
CORY JAMES ROBINSON	Chartered Financial Analyst	OKLAHOMA CITY, OK	22	26	n/a	no
NICHOLAS JENNINGS POINTER	Chartered Financial Analyst	OKLAHOMA CITY, OK	14	15	n/a	no
Jeremy Hunter Wilcox	Certified Financial Planner	OKLAHOMA CITY, OK	10	11	n/a	no
VIRGINIA ANN DAVIS	n/a	OKLAHOMA CITY, OK	5	23	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PARRY, RICHARD, HOWORTH	MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO	B	yes	07/2010	Apr 28, 2026	Apr 28, 2026
CALFY, LORI, ANN	SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	no	09/2005	Apr 28, 2026	Apr 28, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$1.6B	$1.6B	11	6	0	n/a	n/a
2024	Mar 24, 2025	$1.6B	$1.6B	11	6	0	n/a	n/a
2023	Mar 27, 2024	$1.5B	$1.5B	11	6	0	n/a	n/a
2022	Mar 3, 2023	$1.5B	$1.5B	11	6	0	n/a	n/a
2021	Mar 29, 2022	$1.8B	$1.8B	12	7	0	n/a	n/a
2020	Mar 15, 2021	$1.6B	$1.6B	12	7	0	n/a	n/a
2019	Mar 17, 2020	$1.4B	$1.4B	13	8	0	n/a	n/a
2018	Mar 25, 2019	$1.2B	$1.2B	12	7	0	n/a	n/a
2017	Mar 27, 2018	$1.2B	$1.2B	12	6	0	n/a	n/a
2016	Mar 28, 2017	$1.1B	$762M	12	6	n/a	n/a	n/a
2015	Mar 28, 2016	$906M	$646M	12	6	n/a	n/a	n/a
2014	Mar 12, 2015	$799M	$628M	11	6	n/a	n/a	n/a
2013	Mar 25, 2014	$666M	$599M	11	6	n/a	n/a	n/a
2012	Mar 27, 2013	$629M	$544M	11	6	n/a	n/a	n/a
2011	Mar 27, 2012	$555M	$499M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.6B	0.2%	$1.5B	2.4%	11	11	0	0

Relationships

Registered with (7)

← VIRGINIA ANN DAVISAdvisorregistration: current employment
Feb 11, 2021 to presentfactForm ADV
← Jeremy Hunter WilcoxAdvisorregistration: current employment
Feb 8, 2016 to presentfactForm ADV
← NICHOLAS JENNINGS POINTERAdvisorregistration: current employment
Sep 12, 2012 to presentfactForm ADV
← CORY JAMES ROBINSONAdvisorregistration: current employment
Apr 6, 2004 to presentfactForm ADV
← DOUGLAS ALAN HAWSAdvisorregistration: current employment
Jul 2, 1997 to presentfactForm ADV
← RICHARD HOWORTH PARRYAdvisorregistration: current employment
Nov 13, 1992 to presentfactForm ADV
← JOHN ALAN SHEPLEYAdvisorregistration: previous registration
Feb 18, 1992 to Apr 11, 2005factForm ADV

Controls (1)

← PARRY, RICHARD, HOWORTHOwnerMEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO, ownership code E, individual
Nov 15, 2011 to Mar 27, 2024factForm ADV

Owns (1)

← CALFY, LORI, ANNOwnerSENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 15, 2011 to Mar 27, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b97946e-e927-7dc0-29e3-49badbfe5691
First observed: Nov 15, 2011
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD 104511

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b97946e-e927-7dc0-29e3-49badbfe5691

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD HOWORTH PARRY

Chartered Financial Analyst

OKLAHOMA CITY, OK

n/a

DOUGLAS ALAN HAWS

Chartered Financial Analyst

OKLAHOMA CITY, OK

n/a

CORY JAMES ROBINSON

Chartered Financial Analyst

OKLAHOMA CITY, OK

n/a

NICHOLAS JENNINGS POINTER

Chartered Financial Analyst

OKLAHOMA CITY, OK

n/a

Jeremy Hunter Wilcox

Certified Financial Planner

OKLAHOMA CITY, OK

n/a

VIRGINIA ANN DAVIS

n/a

OKLAHOMA CITY, OK

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PARRY, RICHARD, HOWORTH

MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO

yes

07/2010

Apr 28, 2026

CALFY, LORI, ANN

SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

09/2005

Apr 28, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$1.6B

n/a

2024

Mar 24, 2025

$1.6B

n/a

2023

Mar 27, 2024

$1.5B

n/a

2022

Mar 3, 2023

$1.5B

n/a

2021

Mar 29, 2022

$1.8B

n/a

2020

Mar 15, 2021

$1.6B

n/a

2019

Mar 17, 2020

$1.4B

n/a

2018

Mar 25, 2019

$1.2B

n/a

2017

Mar 27, 2018

$1.2B

n/a

2016

Mar 28, 2017

$1.1B

$762M

n/a

2015

Mar 28, 2016

$906M

$646M

n/a

2014

Mar 12, 2015

$799M

$628M

n/a

2013

Mar 25, 2014

$666M

$599M

n/a

2012

Mar 27, 2013

$629M

$544M

n/a

2011

Mar 27, 2012

$555M

$499M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

0.2%

$1.5B

2.4%