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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

STEVEN ANTHONY GAMBINO

Advisor at LPL FINANCIAL LLC

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:b46472d8-85fa-06b6-8dda-655903d198db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 28, 2009
First registration: Sep 4, 2009
Dual registered: yes, broker-dealer
Other names: STEVEN ANTHONY GAMBINO|STEVEN ANTHONY GAMBINO
IAPD individual key: 5681188

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 16, 2023	n/a	yes	ST. LOUIS, MO	Current employment
COMMERCE BROKERAGE SERVICES, INC	Former SEC adviser	May 9, 2018	Aug 16, 2023	no	ST. PETERS, MO\|ST. LOUIS, MO	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 4, 2010	Apr 24, 2018	no	Chesterfield, MO\|Saint Louis, MO	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 4, 2009	Apr 7, 2010	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMERCE BROKERAGE SERVICES, INC	LPL FINANCIAL LLC	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd
U.S. BANCORP INVESTMENTS, INC.	COMMERCE BROKERAGE SERVICES, INC	Apr 24, 2018	May 9, 2018	15	Firm change	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Apr 7, 2010	May 4, 2010	27	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ COMMERCE BROKERAGE SERVICES, INCRegistered adviserregistration: previous registration
May 9, 2018 to Aug 16, 2023factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 4, 2010 to Apr 24, 2018factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 4, 2009 to Apr 7, 2010factForm ADV

Dated events

No dated event names this entity yet.