DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Anthony Gambino
Feed of 09/14/2026
Also filed as Steven Anthony Gambino
At current firm
3 y
since Aug 16, 2023
In the industry
17 y
since Aug 28, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 16, 2023 · St. Louis, Mo
- Commerce Brokerage Services, Inc formerMay 9, 2018 to Aug 16, 2023 · St. Peters, Mo
- U.S. Bancorp Investments, Inc. formerMay 4, 2010 to Apr 24, 2018 · Chesterfield, Mo
- Securian Financial Services, Inc. formerSep 4, 2009 to Apr 7, 2010 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Commerce Brokerage Services, Inc to LPL Financial LLCleft Aug 16, 2023, registered Aug 16, 2023 (0 days) · corporate re-registration, not a move
- U.S. Bancorp Investments, Inc. to Commerce Brokerage Services, Incleft Apr 24, 2018, registered May 9, 2018 (15 days) · Affiliated broker-dealer or bank to independent RIA
- Securian Financial Services, Inc. to U.S. Bancorp Investments, Inc.left Apr 7, 2010, registered May 4, 2010 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address