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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

MELISSA HOPE EINBERG

Advisor at VANGUARD ADVISERS, INC.

Malvern, PA

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Search this name across graphsid dfx:ria:b4841dba-b708-6268-ce2b-edac61bbe04e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 16, 2015
First registration: Jan 18, 2011
Dual registered: yes, broker-dealer
Other names: MELISSA HOPE EINBERG|MELISSA EINBERG
IAPD individual key: 5879727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jan 23, 2018	n/a	yes	Malvern, PA	Current employment
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	May 31, 2016	Oct 5, 2016	no	Short Hills, NJ\|ST LOUIS, MO	Previous registration
NEW ENGLAND CAPITAL	Former SEC adviser	Sep 23, 2015	Feb 3, 2016	no	NORTHAMPTON, MA	Previous registration
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC	Former SEC adviser	Jan 18, 2011	Jun 5, 2013	no	WALTHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUCKINGHAM STRATEGIC WEALTH, LLC	VANGUARD ADVISERS, INC.	Oct 5, 2016	Jan 23, 2018	475	Firm change after gap	Other
NEW ENGLAND CAPITAL	BUCKINGHAM STRATEGIC WEALTH, LLC	Feb 3, 2016	May 31, 2016	118	Firm change	Other
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC	NEW ENGLAND CAPITAL	Jun 5, 2013	Sep 23, 2015	840	Firm change after gap	Other

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jan 23, 2018 to presentfactForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
May 31, 2016 to Oct 5, 2016factForm ADV
→ NEW ENGLAND CAPITALRegistered adviserregistration: previous registration
Sep 23, 2015 to Feb 3, 2016factForm ADV
→ SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2011 to Jun 5, 2013factForm ADV

Dated events

No dated event names this entity yet.