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L•••• R••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L•••• R••••• H••••••

Advisor at R•••••••• W••••• A•••••••

BIRMINGHAM, MI | BEVERLY HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4843e09-05a1-acba-dad5-02a583dd1ec4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 13, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• W••••• A•••••••	Independent wealth	Mar 20, 2026	n/a	yes	BEVERLY HILLS, MI\|BIRMINGHAM, MI	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 11, 2025	Apr 17, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	R•••••••• W••••• A•••••••	Apr 17, 2026	Mar 20, 2026	-28	Firm change	RIA to new firm
U•• F•••••••• S••••••• I•••	R••••• W• B•••• • C•• I•••••••••	Dec 3, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8158:340471:MI:2026-04-17	Apr 17, 2026	Mar 20, 2026	BIRMINGHAM, MI	Firm change

Relationships

Registered with (4)

→ R•••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Nov 11, 2025 to Apr 17, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2024 to Dec 3, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
L•••• R••••• H•••••• left R••••• W• B•••• • C•• I••••••••• for R•••••••• W••••• A••••••• (registered 2026-03-20)
Form ADVobserved 6 days ago
Occurred
Dec 3, 2025
Advisor changed firm
L•••• R••••• H•••••• left U•• F•••••••• S••••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-11-11)
Form ADVobserved 6 days ago
Occurred
Oct 29, 2024
Advisor changed firm
L•••• R••••• H•••••• left R•••••• J•••• • A••••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2024-10-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4843e09-05a1-acba-dad5-02a583dd1ec4
First observed: Feb 13, 2024
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.