DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Laura Rubens Hartman

Rosenberg Wealth Advisorsindependent RIABirmingham, Mi IA-onlyIAPD 7830306

Feed of 09/15/2026

Also filed as Laura Helena Rubens

At current firm

0 y

since Mar 20, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Rosenberg Wealth Advisors independent RIA current
since Mar 20, 2026 · Beverly Hills, Mi
Robert W. Baird & Co. Incorporated mixed wealth
Nov 11, 2025 to Apr 17, 2026 · Birmingham, Mi
UBS Financial Services Inc. wirehouse
Oct 23, 2024 to Dec 3, 2025 · Beverly Hills, Mi
Raymond James & Associates, Inc. national BD
Feb 13, 2024 to Oct 29, 2024 · Birmingham, Mi

Moves

a registration end followed by a registration begin elsewhere

Robert W. Baird & Co. Incorporated to Rosenberg Wealth Advisors
left Apr 17, 2026, registered Mar 20, 2026 (-28 days) · RIA to a newly registered adviser · moved with a team
UBS Financial Services Inc. to Robert W. Baird & Co. Incorporated
left Dec 3, 2025, registered Nov 11, 2025 (-22 days) · Wirehouse to independent RIA
Raymond James & Associates, Inc. to UBS Financial Services Inc.
left Oct 29, 2024, registered Oct 23, 2024 (-6 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Laura Rubens Hartman left Robert W. Baird & Co. Incorporated for Rosenberg Wealth Advisors (registered 2026-03-20)
Apr 17, 2026 · Advisor changed firm · fact
Laura Rubens Hartman left Ubs Financial Services Inc. for Robert W. Baird & Co. Incorporated (registered 2025-11-11)
Dec 3, 2025 · Advisor changed firm · fact
Laura Rubens Hartman left Raymond James & Associates, Inc. for Ubs Financial Services Inc. (registered 2024-10-23)
Oct 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address