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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Natchitoches, LA | Shreveport, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 22, 2018 | n/a | yes | Shreveport, LA|Natchitoches, LA|Natchitoches, LA | Current employment |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Oct 8, 2007 | Sep 25, 2018 | no | SAN ANTONIO, TX|NATCHITOCHES, LA|LITTLE ROCK, AR|SAN ANTONIO, TX | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 8, 1998 | Nov 21, 2003 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT PROFESSIONALS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 25, 2018 | Jun 22, 2018 | -95 | Bulk transfer | Ibd to ibd |
| WADDELL & REED | INVESTMENT PROFESSIONALS, INC. | Nov 21, 2003 | Oct 8, 2007 | 1,417 | Firm change after gap | Other |