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Advisor at PRIVATE ADVISOR GROUP, LLC
LAFAYETTE, IN | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Oct 24, 2019 | n/a | yes | LAFAYETTE, IN|MORRISTOWN, NJ | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 25, 2009 | Dec 31, 2019 | no | WEST LAFAYETTE, IN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 21, 2004 | Jul 31, 2012 | no | WEST LAFAYETTE, IN|LAFAYETTE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | PRIVATE ADVISOR GROUP, LLC | Dec 31, 2019 | Oct 24, 2019 | -68 | Firm change after gap | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Jul 31, 2012 | Nov 25, 2009 | -979 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:155216:IN:2019-12-31 | Dec 31, 2019 | Oct 24, 2019 | WEST LAFAYETTE, IN | Firm change after gap |