DFX Intelligence

N•• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

N•• M•••••• M•••••

Advisor at C••••••• W••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:b4a39726-668c-8c62-64f8-2864184c58c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Aug 29, 2025	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 31, 2025	Aug 26, 2025	no	BOULDER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••• W••••• A••••••• L••	Aug 26, 2025	Aug 29, 2025	3	Firm change	Ibd to RIA
F•••••••• S•••••• A••••••••• L••	L•• F•••••••• L••	Aug 21, 2025	Mar 31, 2025

Relationships

Registered with (5)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Aug 26, 2025factForm ADV
→ F•••••••• S•••••• A••••••••• L••Registered adviserregistration: previous registration
Nov 6, 2024 to Aug 21, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4a39726-668c-8c62-64f8-2864184c58c7
First observed: May 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.