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Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.
Portsmouth, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F L PUTNAM INVESTMENT MANAGEMENT CO. | Independent wealth | Jul 13, 2026 | n/a | yes | Portsmouth, NH | Current employment |
| SEASCAPE CAPITAL MANAGEMENT,LLC | Former SEC adviser | May 23, 2018 | Aug 28, 2026 | no | PORTSMOUTH, NH | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 16, 2015 | Apr 27, 2018 | no | WALTHAM, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 10, 2013 | Feb 23, 2015 | no | BOSTON, MA|BOSTON, MA|BOSTON, MA|BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEASCAPE CAPITAL MANAGEMENT,LLC | F L PUTNAM INVESTMENT MANAGEMENT CO. | Aug 28, 2026 | Jul 13, 2026 | -46 | Firm change after gap | RIA to RIA |
| ADVICE AND PLANNING SERVICES | SEASCAPE CAPITAL MANAGEMENT,LLC | Apr 27, 2018 | May 23, 2018 | 26 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ADVICE AND PLANNING SERVICES | Feb 23, 2015 | Mar 16, 2015 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 126928:106223:NH:2026-08-28 | Aug 28, 2026 | Jul 13, 2026 | PORTSMOUTH, NH | Firm change after gap |