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Advisor at FIDUCIENT ADVISORS LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | Mixed wealth | Nov 28, 2018 | n/a | yes | CHICAGO, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 8, 2008 | May 21, 2008 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Dec 2, 2005 | Feb 14, 2007 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FIDUCIENT ADVISORS LLC | May 21, 2008 | Nov 28, 2018 | 3,843 | Firm change after gap | Wirehouse to RIA |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Feb 14, 2007 | Apr 8, 2008 | 419 | Firm change after gap | Other |