DFX Intelligence

N••••• E•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

N••••• E•••• B••••••

Advisor at S••••

Bellingham, WA | NEW YORK, NY

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Search this name across graphsid dfx:ria:b4b0425c-6b55-7810-555e-64019f8edca4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Sep 1, 2026	n/a	yes	Bellingham, WA\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	Sep 9, 2026	no	SEATTLE, WA\|BELLINGHAM, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••	Sep 9, 2026	Sep 1, 2026	-8	Firm change	Ibd to RIA
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021

Relationships

Registered with (3)

→ S••••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Sep 9, 2026factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 19, 2014 to Jul 21, 2021factForm ADV

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
N••••• E•••• B•••••• left L•• F•••••••• L•• for Savvy (registered 2026-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4b0425c-6b55-7810-555e-64019f8edca4
First observed: Dec 19, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.