DFX Intelligence

R••••• S•••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

R••••• S•••• P•••

Advisor at H•••••• I••••••••• S•••••••• L••

Myrtle Beach, SC | OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:b4b12170-345f-ba53-1367-3fb4bdee253f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• S•••••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	OAKBROOK TERRACE, IL\|Myrtle Beach, SC	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Nov 6, 2013	Aug 30, 2024	no	MYRTLE BEACH, SC\|DALLAS, TX\|PAWLEYS ISLAND, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	H•••••• I••••••••• S•••••••• L••	Aug 30, 2024	Jul 1, 2024	-60	Firm change after gap	Ibd to RIA
R•••••• J•••• • A••••••••• I•••	P••••••• F•••••••• S•••••••• I•••	Nov 19, 2013	Nov 6, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
10740:159390:SC:2024-08-30	Aug 30, 2024	Jul 1, 2024	PAWLEYS ISLAND, SC	Firm change after gap

Relationships

Registered with (4)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2013 to Aug 30, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2008 to Nov 19, 2013factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
R••••• S•••• P••• left P••••••• F•••••••• S•••••••• I••• for H•••••• I••••••••• S•••••••• L•• (registered 2024-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4b12170-345f-ba53-1367-3fb4bdee253f
First observed: Sep 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.