DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

JOSEPH PETER CANDELA

Advisor at CHARLES SCHWAB & CO., INC.

Troy, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4b903d7-7600-c2a7-bd0d-75aee49a1710

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 18, 2004
First registration: Apr 17, 2008
Dual registered: yes, broker-dealer
Other names: JOSEPH PETER CANDELA III|JOSEPH P CANDELA III|JOSEPH P CANDELA|JOE CANDELA
IAPD individual key: 4704815

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 20, 2019	n/a	yes	Troy, MI	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 12, 2015	Feb 21, 2019	no	Birmingham, MI\|Birmingham, MI\|Birmingham, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Sep 16, 2015	no	DETROIT, MI\|AUBURN HILLS, MI\|BLOOMFIELD HILLS, MI\|TROY, MI\|FARMINGTON HILLS, MI\|GRAND RAPIDS, MI\|CHICAGO, IL\|BLOOMFIELD HILLS, MI	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 24, 2008	Oct 23, 2009	no	DETROIT, MI	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Apr 17, 2008	Oct 24, 2008	no	TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	CHARLES SCHWAB & CO., INC.	Feb 21, 2019	Mar 20, 2019	27	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Sep 16, 2015	Oct 12, 2015	26	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
LASALLE FINANCIAL SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 24, 2008	Oct 24, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 20, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 12, 2015 to Feb 21, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Sep 16, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2008 to Oct 23, 2009factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 17, 2008 to Oct 24, 2008factForm ADV

Dated events

No dated event names this entity yet.