DFX Intelligence

M•••• A•••••••• C•••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••• A•••••••• C•••••• F••••••••

Advisor at M•• I•••••••• S•••••••• L••

SAN JUAN, PR

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Search this name across graphsid dfx:ria:b4bc17a2-40a2-f79c-bedb-e41a6dc673a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 30, 2021	n/a	yes	SAN JUAN, PR	Current employment
P•••••• S••••••••• L••	Mixed wealth	Mar 25, 2021	Jul 13, 2021	no	SAN JUAN, PR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jul 13, 2021	Aug 30, 2021	48	Firm change	RIA to ibd
O••••••• F•••••••• S••••••• L••	P•••••• S••••••••• L••	Mar 24, 2021	Mar 25, 2021

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 30, 2021 to presentfactForm ADV
→ P•••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2021 to Jul 13, 2021factForm ADV
→ O••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 25, 2019 to Mar 24, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4bc17a2-40a2-f79c-bedb-e41a6dc673a4
First observed: Aug 28, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.