DFX Intelligence

F•••• T• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

F•••• T• K••••••••

Advisor at L•• F•••••••• L••

TOLEDO, OH

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Search this name across graphsid dfx:ria:b4bd25c3-eb86-c13b-48b5-62e895a64dee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 15, 2025	n/a	yes	TOLEDO, OH	Current employment
C•••• C••••••	Independent wealth	Jan 2, 2024	Dec 23, 2025	no	TOLEDO, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C••••••	L•• F•••••••• L••	Dec 23, 2025	Dec 15, 2025	-8	Firm change	RIA to ibd
V••• F•••••••• A•••••••• I•••	C•••• C••••••	Jan 3, 2024	Jan 2, 2024

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ C•••• C••••••Registered adviserregistration: previous registration
Jan 2, 2024 to Dec 23, 2025factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2011 to Jan 3, 2024factForm ADV
→ V••• F•••••••• P•••••••• L••

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4bd25c3-eb86-c13b-48b5-62e895a64dee
First observed: Apr 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.