DFX Intelligence

C•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••• C••••••

C•••• ASSET MANAGEMENT, LLC, CRD 297666

TOLEDO, OH

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Search this name across graphsid dfx:ria:12b861b0-f023-90ed-3540-ff2fb9b4c90c

Data as of Apr 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Jul 29, 2022 to Apr 23, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $364M••• Locked
Discretionary RAUM: $364M
Private client RAUM: $344Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $52.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• R••••• C••••	Chartered Financial Consultant	TOLEDO, OH	8	35	2	yes
E••• T•••••• C••••	Certified Financial Planner	TOLEDO, OH	8	11	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• C••••••• L••	Owner	E	yes	09/2023	Oct 17, 2023	Sep 12, 2024
C••••• E•••• T••••••	Owner	D	yes	09/2023	Jul 29, 2022	Sep 12, 2024
C••••• E•••• T••••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• I••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
C•• T••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 23, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	14.3%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$364M	$300M	21.2%	$143M	36.6%	6	6	0	0

Relationships

Registered with (10)

← J•••• C••••••Advisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← F•••••• K••••Advisorregistration: current employment
Nov 20, 2024 to presentfactForm ADV
← J••••• A••• H•••••Advisorregistration: current employment
Dec 7, 2021 to presentfactForm ADV
← C••••• M• H••••••••

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 29, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12b861b0-f023-90ed-3540-ff2fb9b4c90c
First observed: Jul 29, 2022
Last observed: Apr 23, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.