DFX Intelligence

J•••• D•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

J•••• D•••••• C••••••

Advisor at C•••• I••••••••• M••••••••• L••

Tyler, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:b4c80929-42cd-d300-6e7c-71635b10257b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Jan 24, 2023	n/a	yes	Tyler, TX\|HOUSTON, TX	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Mar 31, 2022	Jan 25, 2023	no	Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	C•••• I••••••••• M••••••••• L••	Jan 25, 2023	Jan 24, 2023	-1	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	V••••••• A•••••••• I•••	Mar 15, 2022	Mar 31, 2022

Relationships

Registered with (6)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2022 to Jan 25, 2023factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 16, 2021 to Mar 15, 2022factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4c80929-42cd-d300-6e7c-71635b10257b
First observed: Jan 31, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.