DFX Intelligence

J••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)12 years in industry

J••••• R•••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO | Scottsdale, AZ

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Search this name across graphsid dfx:ria:b4c82fa9-ac2a-bad6-8c84-aba5ec738296

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	SAINT LOUIS, MO\|Scottsdale, AZ	Current employment
A•• W••••• A•••••••• L••	Independent wealth	Mar 1, 2024	Dec 26, 2024	no	Thornton, CO\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• F••• W••••• M••••••••• L••	A•• W••••• A•••••••• L••	Feb 10, 2025	Mar 1, 2024	-346	Firm change after gap	RIA to RIA
A•• W••••• A•••••••• L••	L••••• F•••••••• G••••• L••	Dec 26, 2024	Mar 31, 2025

Relationships

Registered with (5)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ M••••• F••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 29, 2021 to Feb 10, 2025factForm ADV
→ A•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2024 to Dec 26, 2024factForm ADV
→ F••••

Dated events

Occurred
Feb 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4c82fa9-ac2a-bad6-8c84-aba5ec738296
First observed: Dec 13, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.