DFX Intelligence

S•••• M••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

S•••• M••••• D•••••

Advisor at H••••••• C••••••

MT. PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4d01592-5a53-211c-3982-19a657d6ea04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• C••••••	Independent wealth	Dec 20, 2024	n/a	yes	MT. PLEASANT, SC	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Sep 24, 2021	Dec 18, 2024	no	ROCKVILLE, MD\|Mt. Pleasant, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	H••••••• C••••••	Dec 18, 2024	Dec 20, 2024	2	Firm change	RIA to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••• F•••••••• G••••• I•••	Sep 13, 2021	Sep 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:332277:SC:2024-12-18	Dec 18, 2024	Dec 20, 2024	MT PLEASANT, SC	Firm change

Relationships

Registered with (4)

→ H••••••• C••••••Registered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 24, 2021 to Dec 18, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 8, 2013 to Sep 13, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4d01592-5a53-211c-3982-19a657d6ea04
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.