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W•••••• W•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

W•••••• W•••••• C•••••••••

Advisor at C•••••• W••••• M••••••••• L•••••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:b4d04205-23a5-c7ed-f736-78ca4b6f9189

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L•••••	Independent wealth	Feb 12, 2019	n/a	yes	CLEARWATER, FL	Current employment
H••••• R••••	Former SEC adviser	Oct 5, 2017	Apr 30, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	C•••••• W••••• M••••••••• L•••••	Apr 30, 2019	Feb 12, 2019	-77	Firm change after gap	RIA to RIA
R•• C•••••• M••••••• L••	H••••• R••••	Oct 10, 2017

Relationships

Registered with (6)

→ C•••••• W••••• M••••••••• L•••••Registered adviserregistration: current employment
Feb 12, 2019 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Oct 5, 2017 to Apr 30, 2019factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 12, 2010 to Oct 10, 2017factForm ADV
→ O••••••••• • C•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4d04205-23a5-c7ed-f736-78ca4b6f9189
First observed: Apr 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.