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A••••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A••••• E••••• R•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

DECATUR, GA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:b4d9c32f-aa42-ab4d-d8fd-57811640324c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 11, 2025	n/a	yes	DECATUR, GA\|PLYMOUTH, MN	Current employment
L••• K••• • C••••••	Former SEC adviser	Jan 17, 2012	Oct 13, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 13, 2025	Dec 11, 2025	59	Firm change	RIA to ibd
M••••••• C••••••• I•••	L••• K••• • C••••••	Jan 17, 2012

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Jan 17, 2012 to Oct 13, 2025factForm ADV
→ M••••••• C••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2011 to Jan 17, 2012factForm ADV
→ E••••• J••••Registered adviser

Dated events

Occurred
Oct 13, 2025
Advisor changed firm
A••••• E••••• R••••• left L••• K••• • C•••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4d9c32f-aa42-ab4d-d8fd-57811640324c
First observed: Oct 16, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.