RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• E••••• R•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 11, 2025 · Decatur, Ga
- L••• K••• • C•••••• formerJan 17, 2012 to Oct 13, 2025 · Atlanta, Ga
- M••••••• C••••••• I••• unclassifiedMar 14, 2011 to Jan 17, 2012 · Atlanta, Ga
- E••••• J•••• national BDOct 16, 2006 to Feb 2, 2011 · Atlanta, Ga
- L••• K••• • C•••••• to W••••• E••••••••• A••••••• S•••••••• L••left Oct 13, 2025, registered Dec 11, 2025 (59 days) · RIA to affiliated broker-dealer or bank
- M••••••• C••••••• I••• to L••• K••• • C••••••left Jan 17, 2012, registered Jan 17, 2012 (0 days) · Other
- E••••• J•••• to M••••••• C••••••• I•••left Feb 2, 2011, registered Mar 14, 2011 (40 days) · Other
- A••••• E••••• R••••• left L••• K••• • C•••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-12-11)Oct 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address