DFX Intelligence

S•••••• D••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S•••••• D••• L••

Advisor at A••••••• I••••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:b4d9ea53-bd95-3743-985c-a20a321089d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Feb 1, 2024	n/a	yes	BEMIDJI, MN\|Park Rapids, MN\|DALLAS, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 16, 2013	Feb 6, 2023	no	Park Rapids, MN\|Bemidji, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	A••••••• I••••••••• A•••••••• L••	Feb 6, 2023	Feb 1, 2024	360	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:322879:MN:2023-02-02	Feb 6, 2023	Feb 1, 2024	BEMIDJI, MN	Firm change

Relationships

Registered with (2)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2013 to Feb 6, 2023factForm ADV

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4d9ea53-bd95-3743-985c-a20a321089d9
First observed: Dec 16, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.