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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Kelley Patricia Sullivan

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STUART, FL

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Search this name across graphsid dfx:ria:b4e0f126-2e1e-78a6-0eed-ea424351be2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 24, 1997
First registration: May 2, 2006
Dual registered: yes, broker-dealer
Other names: KELLEY SULLIVAN GILHENEY|KELLEY S GILHENEY|KELLEY P SULLIVANGILHENEY
IAPD individual key: 2935404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 11, 2020	n/a	yes	STUART, FL	Current employment
EDWARD JONES	National bd RIA	Aug 22, 2016	Sep 11, 2020	no	JENSEN BEACH, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 17, 2011	Aug 24, 2016	no	FORT PIERCE, FL\|STUART, FL\|FORT PIERCE, FL\|BOCA RATON, FL\|FORT PIERCE, FL\|STUART, FL\|ORLANDO, FL\|WEST PALM BEACH, FL\|JENSEN BEACH, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Nov 17, 2011	no	STUART, FL\|STUART, FL\|JUPITER, FL\|PALM BEACH, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 26, 2006	Oct 23, 2009	no	STUART, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 2, 2006	Oct 18, 2006	no	STUART, FL\|STUART, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 11, 2020	Sep 11, 2020	0	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	EDWARD JONES	Aug 24, 2016	Aug 22, 2016	-2	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Nov 17, 2011	Nov 17, 2011	0	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 18, 2006	Oct 26, 2006	8	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 17, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 22, 2016 to Sep 11, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2011 to Aug 24, 2016factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 26, 2006 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.