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Advisor at STRATEGIC WEALTH GROUP
Plymouth, MN | EDEN PRAIRIE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH GROUP | Independent wealth | May 5, 2017 | n/a | yes | Plymouth, MN|EDEN PRAIRIE, MN | Current employment |
| GREAT VALLEY ADVISOR GROUP, LLC | Independent wealth | Nov 13, 2014 | May 1, 2017 | no | PLYMOUTH, MN|BERWYN, PA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jan 30, 2014 | Nov 17, 2014 | no | MINNEAPOLIS, MN | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 19, 2001 | Jun 19, 2002 | no | ANNANDALE , VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREAT VALLEY ADVISOR GROUP, LLC | STRATEGIC WEALTH GROUP | May 1, 2017 | May 5, 2017 | 4 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | GREAT VALLEY ADVISOR GROUP, LLC | Nov 17, 2014 | Nov 13, 2014 | -4 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | NEW ENGLAND SECURITIES CORPORATION | Jun 19, 2002 | Jan 30, 2014 | 4,243 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 123913:284430:PA:2017-05-01 | May 1, 2017 | May 5, 2017 | BERWYN, PA | Firm change |