DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Danielle Marie Defeyter

Advisor at RBC CAPITAL MARKETS, LLC

DULUTH, MN | Superior, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4efb592-faee-ae2a-868a-ef6e1bee0695

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 14, 2016
First registration: Jan 5, 2018
Dual registered: yes, broker-dealer
Other names: DANIELLE MARIE CHARLES
IAPD individual key: 5630899

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 5, 2024	n/a	yes	DULUTH, MN\|Superior, WI	Current employment
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Jun 23, 2023	Mar 3, 2025	no	Duluth, MN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 8, 2018	Jun 29, 2023	no	DULUTH, MN\|CLOQUET, MN\|SIOUX FALLS, SD\|MINNEAPOLIS, MN\|WAYZATA, MN\|DULUTH, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 5, 2018	May 15, 2018	no	DULUTH, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT ADVISOR ALLIANCE, LLC	RBC CAPITAL MARKETS, LLC	Mar 3, 2025	Jun 5, 2024	-271	Firm change after gap	RIA to ibd
WELLS FARGO ADVISORS	INDEPENDENT ADVISOR ALLIANCE, LLC	Jun 29, 2023	Jun 23, 2023	-6	Firm change	Wirehouse to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	May 15, 2018	May 8, 2018	-7	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jun 5, 2024 to presentfactForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Jun 23, 2023 to Mar 3, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 8, 2018 to Jun 29, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 5, 2018 to May 15, 2018factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
Danielle Marie Defeyter left Independent Advisor Alliance, Llc for Rbc Capital Markets, Llc (registered 2024-06-05)
Form ADVobserved 3 days ago
Occurred
Jun 29, 2023
Advisor changed firm
Danielle Marie Defeyter left Wells Fargo Advisors for Independent Advisor Alliance, Llc (registered 2023-06-23)
Form ADVobserved 3 days ago