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RIA / WealthAdvisor31 years in industry

MICHAEL SEAN HAIG

Advisor at INTEGRATED WEALTH CONCEPTS LLC

CARLSBAD, CA

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Search this name across graphsid dfx:ria:b4fb06bb-c5ea-ae72-9e8c-9ef0a3745778

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 19, 1995
First registration: Jul 27, 2001
Dual registered: no
Other names: MIKE HAIG
IAPD individual key: 2517717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Feb 1, 2023	n/a	yes	CARLSBAD, CA	Current employment
LAUREL WEALTH ADVISORS, INC.	Former SEC adviser	Mar 25, 2021	Mar 31, 2023	no	Solana Beach, CA\|SOLANA BEACH, CA	Previous registration
LAUREL WEALTH ADVISORS, INC.	Former SEC adviser	Dec 24, 2020	Dec 31, 2020	no	Carlsbad, CA\|SOLANA BEACH, CA	Previous registration
AURORA PRIVATE WEALTH, INC.	Independent wealth	Apr 4, 2019	Dec 31, 2020	no	Carlsbad, CA\|TOTOWA, NJ	Previous registration
STERLING GLOBAL STRATEGIES, LLC	Former SEC adviser	Jan 2, 2015	Jul 2, 2019	no	CARLSBAD, CA	Previous registration
STERLING GLOBAL STRATEGIES LLC	Former SEC adviser	Jan 7, 2011	Dec 31, 2014	no	CARLSBAD, CA	Previous registration
TORREY PINES SECURITIES, INC.	n/a	Nov 10, 2010	Jan 27, 2011	no	SAN DIEGO, CA\|CARLSBAD, CA	Previous registration
STERLING GLOBAL STRATEGIES LLC	Former SEC adviser	Nov 9, 2010	Dec 31, 2010	no	CARLSBAD, CA	Previous registration
NRP ADVISORS, INC.	n/a	Oct 24, 2008	Nov 9, 2010	no	CARLSBAD, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 27, 2001	Oct 31, 2008	no	CARLSBAD, CA\|CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAUREL WEALTH ADVISORS, INC.	INTEGRATED WEALTH CONCEPTS LLC	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
AURORA PRIVATE WEALTH, INC.	LAUREL WEALTH ADVISORS, INC.	Dec 31, 2020	Dec 24, 2020	-7	Firm change	RIA to RIA
STERLING GLOBAL STRATEGIES, LLC	AURORA PRIVATE WEALTH, INC.	Jul 2, 2019	Apr 4, 2019	-89	Firm change after gap	RIA to RIA
STERLING GLOBAL STRATEGIES LLC	STERLING GLOBAL STRATEGIES, LLC	Dec 31, 2014	Jan 2, 2015	2	Channel change	Other
TORREY PINES SECURITIES, INC.	STERLING GLOBAL STRATEGIES LLC	Jan 27, 2011	Jan 7, 2011	-20	Firm change	Other
STERLING GLOBAL STRATEGIES LLC	TORREY PINES SECURITIES, INC.	Dec 31, 2010	Nov 10, 2010	-51	Firm change after gap	Other
NRP ADVISORS, INC.	STERLING GLOBAL STRATEGIES LLC	Nov 9, 2010	Nov 9, 2010	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	NRP ADVISORS, INC.	Oct 31, 2008	Oct 24, 2008	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281604:157139:NJ:2020-12-31	Dec 31, 2020	Dec 24, 2020	TOTOWA, NJ	Firm change
172404:281604:CA:2019-07-02	Jul 2, 2019	Apr 4, 2019	CARLSBAD, CA	Firm change after gap

Relationships

Registered with (8)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ LAUREL WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 25, 2021 to Mar 31, 2023factForm ADV
→ AURORA PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Apr 4, 2019 to Dec 31, 2020factForm ADV
→ STERLING GLOBAL STRATEGIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2015 to Jul 2, 2019factForm ADV
→ STERLING GLOBAL STRATEGIES LLCRegistered adviserregistration: previous registration
Jan 7, 2011 to Dec 31, 2014factForm ADV
→ TORREY PINES SECURITIES, INC.Registered adviserregistration: previous registration
Nov 10, 2010 to Jan 27, 2011factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Oct 24, 2008 to Nov 9, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 27, 2001 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.