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Advisor at NWM ADVISORS, LLC
SAN LUIS OBISPO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWM ADVISORS, LLC | Independent wealth | Jun 6, 2016 | n/a | yes | SAN LUIS OBISPO, CA | Current employment |
| KEVIN M NICHOLS | n/a | Aug 23, 2005 | Jun 20, 2007 | no | SAN LUIS OBISPO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Nov 21, 2016 | no | SAN LUIS OBISPO, CA|ARROYO GRANDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KEVIN M NICHOLS | Nov 21, 2016 | Aug 23, 2005 | -4,108 | Firm change after gap | Other |
| KEVIN M NICHOLS | NWM ADVISORS, LLC | Jun 20, 2007 | Jun 6, 2016 | 3,274 | Firm change after gap | Other |