RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M••• N••••••
- Business email
- nichols@nwmadvisors.comreportednwmadvisors.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•• A•••••••• L•• independent RIA currentsince Jun 6, 2016 · San Luis Obispo, Ca
- K•••• M• N•••••• unclassifiedAug 23, 2005 to Jun 20, 2007 · San Luis Obispo, Ca
- L•• F•••••••• L•• BD affiliatedDec 31, 1997 to Nov 21, 2016 · San Luis Obispo, Ca
- L•• F•••••••• L•• to K•••• M• N••••••left Nov 21, 2016, registered Aug 23, 2005 (-4108 days) · Other
- K•••• M• N•••••• to N•• A•••••••• L••left Jun 20, 2007, registered Jun 6, 2016 (3274 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address