G••• C••••

Advisor at E•••••••• A•••••••• L••

NEW YORK, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5131f22-643d-b225-188a-96f35b410de0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Aug 18, 2025	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 19, 2023	Jul 14, 2025	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	E•••••••• A•••••••• L••	Jul 14, 2025	Aug 18, 2025	35	Firm change	Ibd to ibd
L•• F•••••••• L••	O•••• W•••••• I•••	Jun 30, 2023	Sep 19, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6627:AZ:2025-07-14	Jul 14, 2025	Aug 18, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (7)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 19, 2023 to Jul 14, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2018 to Jun 30, 2023factForm ADV
→ N••••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5131f22-643d-b225-188a-96f35b410de0
First observed: Feb 21, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.