DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

NICHOLAS EMMANUEL ANASTASAKIS

Advisor at J. W. COLE ADVISORS, INC.

TAMPA, FL | BROADVIEW HEIGHTS, OH | Broadview Heights, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b51470dd-e698-52de-18fc-6536134a3935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 6
Exams: S66
First exam: Sep 19, 2002
First registration: Nov 21, 2002
Dual registered: yes, broker-dealer
Other names: NICHOLAS E ANASTASAKIS|NICHOLAS E ANASTASAKIS
IAPD individual key: 4567882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Oct 29, 2024	n/a	yes	TAMPA, FL\|Broadview Heights, OH	Current employment
CORNERSTONE ASSET MANAGEMENT SERVICES, INC.	Former SEC adviser	Jan 13, 2006	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 7, 2005	Apr 21, 2006	no	PARMA, OH	Previous registration
QUESTAR CAPITAL CORPORATION	n/a	Aug 18, 2004	Dec 31, 2005	no	PARMA, OH\|PARMA, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 21, 2002	Jul 1, 2003	no	AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUESTAR ASSET MANAGEMENT, INC.	CORNERSTONE ASSET MANAGEMENT SERVICES, INC.	Apr 21, 2006	Jan 13, 2006	-98	Firm change after gap	Other
QUESTAR CAPITAL CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2005	Jan 7, 2005	-358	Bulk transfer	Other
MORGAN STANLEY DW INC.	QUESTAR CAPITAL CORPORATION	Jul 1, 2003	Aug 18, 2004	414	Firm change after gap	Other

Relationships

Registered with (5)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ CORNERSTONE ASSET MANAGEMENT SERVICES, INC.Registered adviserregistration: current employment
Jan 13, 2006 to presentfactForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 7, 2005 to Apr 21, 2006factForm ADV
→ QUESTAR CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Aug 18, 2004 to Dec 31, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 21, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.