RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• E••••••• A•••••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Oct 29, 2024 · Tampa, Fl
- C••••••••• A•••• M••••••••• S•••••••• I••• former currentsince Jan 13, 2006 · Broadview Heights, Oh
- Q•••••• A•••• M••••••••• I••• formerJan 7, 2005 to Apr 21, 2006 · Parma, Oh
- Q•••••• C•••••• C••••••••• unclassifiedAug 18, 2004 to Dec 31, 2005 · Parma, Oh
- M••••• S•••••• D• I••• unclassifiedNov 21, 2002 to Jul 1, 2003 · Akron, Oh
- Q•••••• A•••• M••••••••• I••• to C••••••••• A•••• M••••••••• S•••••••• I•••left Apr 21, 2006, registered Jan 13, 2006 (-98 days) · Other
- Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••left Dec 31, 2005, registered Jan 7, 2005 (-358 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to Q•••••• C•••••• C•••••••••left Jul 1, 2003, registered Aug 18, 2004 (414 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address