DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner32 years in industry

Carlos Alberto Sanchez

Advisor at TRITONPOINT PARTNERS, LLC

CHEVY CHASE, MD | Huntington Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b51b686c-bbd1-4a7a-4219-aa591414675b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRITONPOINT PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 20, 1993
First registration: Feb 28, 2006
Dual registered: no
IAPD individual key: 2427628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRITONPOINT PARTNERS, LLC	Independent wealth	May 18, 2026	n/a	yes	Huntington Beach, CA\|CHEVY CHASE, MD	Current employment
VIVALDI CAPITAL MANAGEMENT LP	Former SEC adviser	Nov 26, 2024	May 18, 2026	no	CHICAGO, IL\|HUNTINGTON BEACH, CA	Previous registration
BIECHELE ROYCE ADVISORS, INC.	Former SEC adviser	Jan 19, 2023	Dec 16, 2024	no	FISHERS, IN	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 2, 2017	Jan 23, 2023	no	HUNTINGTON BEACH, CA\|WESTMINSTER, CA\|WESTMINSTER, CA\|HUNTINGTON BEACH, CA\|Stanton, CA\|IRVINE, CA\|Irvine, CA\|Irvine, CA\|HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|TUSTIN, CA\|WESTMINSTER, CA\|NEWPORT BEACH, CA\|Newport Beach, CA\|Newport Beach, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 8, 2017	no	CERRITOS, CA\|NORWALK, CA\|HUNTINGTON BEACH, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	NORWALK, CA\|BELLFLOWER, CA\|CERRITOS, CA\|CERRITOS, CA\|CERRITOS, CA\|BELLFLOWER, CA\|GARDEN GROVE, CA\|CERRITOS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Feb 28, 2006	May 2, 2009	no	CERRITOS, CA\|NORWALK, CA\|NORWALK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIVALDI CAPITAL MANAGEMENT LP	TRITONPOINT PARTNERS, LLC	May 18, 2026	May 18, 2026	0	Firm change	RIA to RIA
BIECHELE ROYCE ADVISORS, INC.	VIVALDI CAPITAL MANAGEMENT LP	Dec 16, 2024	Nov 26, 2024	-20	Firm change	RIA to RIA
U.S. BANCORP INVESTMENTS, INC.	BIECHELE ROYCE ADVISORS, INC.	Jan 23, 2023	Jan 19, 2023	-4	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Feb 8, 2017	Feb 2, 2017	-6	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120742:160150:IN:2024-12-16	Dec 16, 2024	Nov 26, 2024	FISHERS, IN	Firm change

Relationships

Registered with (7)

→ TRITONPOINT PARTNERS, LLCRegistered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Nov 26, 2024 to May 18, 2026factForm ADV
→ BIECHELE ROYCE ADVISORS, INC.Registered adviserregistration: previous registration
Jan 19, 2023 to Dec 16, 2024factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 2, 2017 to Jan 23, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Feb 8, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 28, 2006 to May 2, 2009factForm ADV

Dated events

Occurred
May 18, 2026
Advisor changed firm
Carlos Alberto Sanchez left Vivaldi Capital Management Lp for Tritonpoint Partners, Llc (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
Dec 16, 2024
Advisor changed firm
Carlos Alberto Sanchez left Biechele Royce Advisors, Inc. for Vivaldi Capital Management Lp (registered 2024-11-26)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Advisor changed firm
Carlos Alberto Sanchez left U.S. Bancorp Investments, Inc. for Biechele Royce Advisors, Inc. (registered 2023-01-19)
Form ADVobserved 6 days ago