DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carlos Alberto Sanchez
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since May 18, 2026
In the industry
32 y
since Dec 20, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Tritonpoint Partners, LLC independent RIA currentsince May 18, 2026 · Huntington Beach, Ca
- Vivaldi Capital Management LP formerNov 26, 2024 to May 18, 2026 · Chicago, Il
- Biechele Royce Advisors, Inc. formerJan 19, 2023 to Dec 16, 2024 · Fishers, In
- U.S. Bancorp Investments, Inc. formerFeb 2, 2017 to Jan 23, 2023 · Huntington Beach, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Feb 8, 2017 · Cerritos, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to Oct 1, 2012 · Norwalk, Ca
- Wamu Investments, Inc. unclassifiedFeb 28, 2006 to May 2, 2009 · Cerritos, Ca
Moves
a registration end followed by a registration begin elsewhere
- Vivaldi Capital Management LP to Tritonpoint Partners, LLCleft May 18, 2026, registered May 18, 2026 (0 days) · RIA to RIA
- Biechele Royce Advisors, Inc. to Vivaldi Capital Management LPleft Dec 16, 2024, registered Nov 26, 2024 (-20 days) · RIA to RIA · moved with a team
- U.S. Bancorp Investments, Inc. to Biechele Royce Advisors, Inc.left Jan 23, 2023, registered Jan 19, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to U.S. Bancorp Investments, Inc.left Feb 8, 2017, registered Feb 2, 2017 (-6 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- Carlos Alberto Sanchez left Vivaldi Capital Management Lp for Tritonpoint Partners, Llc (registered 2026-05-18)May 18, 2026 · Advisor changed firm · fact
- Carlos Alberto Sanchez left Biechele Royce Advisors, Inc. for Vivaldi Capital Management Lp (registered 2024-11-26)Dec 16, 2024 · Advisor changed firm · fact
- Carlos Alberto Sanchez left U.S. Bancorp Investments, Inc. for Biechele Royce Advisors, Inc. (registered 2023-01-19)Jan 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address